Ethical And Professional Standards - Ethical And Professional Standards Section 1
- A
promote the integrity and efficiency of the global capital markets for the ultimate the benefit of society.
- B
promote the integrity and efficiency of the global capital markets for the ultimate the benefit of investors.
- C
promote the integrity and viability of the global capital markets for the ultimate the benefit of society.
- A
use independence and exercise discretion when conducting investment analysis, making investment recommendations, taking investment actions, and engaging in other professional activities.
- B
use reasonable care and exercise independent professional judgment when conducting investment analysis, making investment recommendations, taking investment actions, and engaging in other professional activities.
- C
use independence and objectivity when conducting investment analysis, making investment recommendations, taking investment actions, and engaging in other professional activities.
- Option : B
- Explanation : According to Standard V(B) Communication with Clients and Prospective Clients members should inform their clients about significant limitations and risks associated with the investment process.
- A
to ensure that the investment performance information is fair, accurate, and complete.
- B
to deal fairly and objectively with all clients when providing investment analysis, making investment recommendations or taking investment action.
- C
to avoid misrepresenting past performance to clients and prospective clients.
