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Ethical And Professional Standards MCQ - Ethical And Professional Standards Section 1

Correct AnswerOption C
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A is incorrect because the Code of Ethics talks about integrity, competence, diligence, and respect. B is incorrect because members and candidates must not only practice themselves but also encourage others to practice in a professional and ethical manner that will reflect credit on themselves and the profession.
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Correct AnswerOption B
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The Code of Ethics does not talk about creating a competitive environment. The focus is on maintaining and improving the professional competency of self and others in the profession.
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Correct AnswerOption A
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It is the Integrity of Capital Markets, not the Efficiency of Capital Markets
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Correct AnswerOption C
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B is incorrect because it is Investment Analysis, Recommendations, and Actions. A is incorrect because it is Duties to Clients and Duties to Employers.
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Correct AnswerOption C
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Communication with clients and prospective clients is a substandard under Investment Analysis, Recommendations, and Actions.
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