17. Who maintains oversight and responsibility for the Professional Conduct Program?
19. Which of the following is not the result of a sanction imposed by the CFA Institute?
act with integrity, competence, diligence, and respect and in an ethical manner with the public, clients, prospective clients, employers, employees and other participants in the global capital markets.
place the integrity of the investment profession and the interests of clients at par with their own interests.
use reasonable care and exercise independent professional judgment when conducting investment analysis, making investment recommendations, taking investment actions and engaging in other professional activities.