Ethical and Professional Standards Q59

59Greg Vladislav, CFA, works for Anatoli Securities as a portfolio manager. One of his clients Boris Vladmir has left the firm. Vladislav receives a request from a college friend who has recently started his money management firm to share information and records of clients who have left Anatoli recently. Vladislav feels that it will not be inappropriate to send him Vladmir‟s records. Vladislav has most likely violated the Standard of:

Option : C
Explanation : Vladislav has violated III(E) Preservation of Confidentiality because he has to maintain the confidentiality of client information even if the person or entity is no longer a client.

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