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0. Nancy Keene recently left Kay Investments to join another competing firm. She left her former employer after 10 years without any non- compete agreement, and did not solicit any of her clients during the transition period. After joining the new firm, she wants to contact her former clients because she developed close ties with them after earning strong returns for their portfolios. Keene knows that many will follow her to the new employer. Is Keene in violation of CFA Institute Standards of Professional Conduct?
Yes, because she cannot contact her former clients.
No, because she does not use any material from her former employer.
Yes, because of loyalty to her former employer.
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