info@avatto.com
+91-9920808017
0. XYZ, an investment firm, manages pension plans of various large companies. XYZ mainly uses Greatson, Inc. for most of its trading activity. This is because the CEOs of the two companies are close friends. Greatson is more expensive than the other brokerage firms offering the same brokerage services. Its research and execution are average compared to the other brokerage firms. But Greatson absorbs XYZ‟s rent in exchange for the brokerage business given to it by XYZ. Has XYZ violated any CFA Institute Standards of Professional Conduct?
Yes, relating to loyalty, prudence, and care.
No.
Yes, relating to misconduct.
Your email address will not be published. Required fields are marked *
Report
Name
Email
Website
Save my name, email, and website in this browser for the next time I comment.
Comment
Login with Facebook
Login with Google
Forgot your password?
Lost your password? Please enter your email address. You will receive mail with link to set new password.
Back to login
