Ethical and Professional Standards Q32
- A
deal fairly and objectively with all the fee-paying clients when providing investment recommendations, taking investment action or engaging in other professional activities.
- B
ensure that anyone under their supervision complies only with the Code and Standards.
- C
not accept gifts, benefits or compensation if it creates a conflict with their employer’s interest unless they obtain written consent from all parties involved.
- Option : C
- Explanation : A is incorrect because they must deal fairly and objectively with all clients, not just fee-paying clients. B is incorrect they must comply with applicable laws, not just domestic laws.
