Ethical and Professional Standards Q93

0. Stefan Ericsson, a CFA candidate is an analyst working for publicly traded companies to electronically promote their stocks. He has also set up a website to market his research capabilities as an independent analyst. Ericsson posts a buy recommendation on his website for each company that he has a contractual relationship with and fails to disclose this in the research reports he issues or statements in the internet chat rooms. Ericsson least likely violated the CFA Standards of Professional Conduct related to:

  • Option : C
  • Explanation : Refer to Standard I(C) Misrepresentation.
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