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0. Cory Griffin, a Level II candidate, works as an investment advisor for Trust Mutual Fund. He specializes in commodities and informs his clients that the energy prices are going to rise due to political turmoil in the Middle East. He informs his broker at Xylan Mercantile to invest long in oil futures for him. Griffin should:
disclose his personal transaction.
manage his personal account separately.
refrain from any personal transaction as long as he is employed by Trust.
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